Statistics track

Statistics · Phase 10

Advanced Methods

Bayesian statistics, deep learning, NLP and high-dimensional data.

In plain English

When the standard assumptions do not hold, you need methods that either weaken the assumptions or simulate the answer instead of solving for it.

The advanced view

Causal inference (difference-in-differences, instrumental variables, regression discontinuity, matching) trades assumptions for identification. Bayesian methods put a distribution on parameters and update with evidence, which suits small samples and prior knowledge. Monte Carlo replaces intractable integrals with sampling, and the bootstrap replaces analytic standard errors with resampling.

Bayesian statistics treats parameters as random variables with priors. Combine prior and likelihood to get the posterior — a full distribution of plausible values, not a point estimate. With small samples informative priors help; with large samples the prior washes out and Bayesian and frequentist answers converge. Bayesian methods underpin probabilistic programming, A/B testing and many risk models.

Deep learning stacks layers: feedforward networks for tabular data (often beaten by gradient boosting), RNNs and LSTMs for sequences, transformers for attention-based modelling. In finance it shows up in trading signals, NLP on earnings calls and filings, and non-linear modelling where accuracy beats interpretability. NLP extracts information from text — sentiment on calls and news, topic modelling, named-entity recognition on filings. High-dimensional analysis handles p ≥ n, where standard regression breaks: regularise, reduce dimensions, or select variables.

Essential vocabulary

Posterior distribution
Prior × likelihood, normalised. The complete Bayesian answer.
Overparameterisation
More parameters than observations. Requires regularisation or dimension reduction.
Embedding
Dense vector representation of text or categories that preserves similarity.
Walk-forward validation
Expanding or rolling window testing that respects temporal ordering.

Why it works

Difference-in-differences works because the control group carries the counterfactual trend: subtracting the control's change removes anything that would have happened to both groups anyway. Its validity rests entirely on the parallel-trends assumption, which is why any credible answer shows the pre-period lines moving together.

Common pitfalls

  • ×Claiming causality from a diff-in-diff without pre-trend evidence.
  • ×Using a weak instrument — it biases toward OLS while looking rigorous.
  • ×Running Monte Carlo with independent draws when the drivers are correlated.

How it is used — measure a pricing pilot

Step 1 of 4

  1. 1Test region revenue: 100 before, 118 after. Control: 100 before, 108 after.

Deeper

Deeper: causal inference beyond controls

Adding controls does not create causality. The credible designs are: randomised experiment; difference-in-differences (needs parallel pre-trends); instrumental variables (needs an instrument that affects treatment but not the outcome directly); regression discontinuity (needs a sharp cutoff rule); and synthetic control (build a weighted comparison unit).

When you cannot get any of them, state the assumption your causal claim rests on and how you would falsify it. That sentence is what separates an analyst from a dashboard.

Must know cold

  • Randomisation solves selection; nothing else does it as cleanly.
  • Difference-in-differences requires parallel trends before treatment.
  • Monte Carlo turns a point estimate into a distribution of outcomes.
  • Bootstrap gives confidence intervals when the formula is unknown.

Exercises

Try each one on paper before revealing the worked solution.

Exercise 1

Stores that got a refit grew 8%; the others grew 3%. The refits went to the best locations. How would you estimate the true effect?

Exercise 2

A DCF gives 1,355. How do you turn it into a range with Monte Carlo, and what do you report?

References

  • Wooldridge, J. M. (2020). Introductory Econometrics: A Modern Approach. 7th Edition, Cengage, Boston.
  • James, G., Witten, D., Hastie, T. and Tibshirani, R. (2021). An Introduction to Statistical Learning. 2nd Edition, Springer, New York.

Statistics glossary for this phase

The terms an interviewer expects you to use precisely — with the pitfall attached to each.

Expected value

Probability-weighted average of the outcomes.

In finance

The number behind decision trees, expected loss and any scenario-weighted valuation.

Pitfall

×Treating the expected value as an outcome that will actually happen; nobody earns the average of a coin flip.

Conditional probability

Probability of A given that B happened.

In finance

Default given a downgrade, churn given a price rise, fraud given an alert.

Pitfall

×Swapping P(A|B) with P(B|A) — the classic base-rate error in screening and credit tests.

Sampling error / standard error

How much a sample statistic wobbles around the true value; shrinks with the square root of n.

In finance

Sets how much you can trust a survey of 200 customers when sizing a market.

Pitfall

×Quadrupling the sample only halves the error — more data helps slower than people assume.

Confidence interval

A range that would contain the true value in a stated share of repeated samples.

In finance

Turn a point estimate into a defensible range: 'market is 4–6bn, call it 5bn'.

Pitfall

×Reading it as a 95% probability about this particular interval, or ignoring bias in how the sample was collected.

Practise this

The drills and cases where this phase turns into arithmetic you do out loud.